Sort code | 44050199 |
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BIC | DORTDE33XXX |
Commercial register no. | HRA 8970 beim Amtsgericht Dortmund |
VAT identification number according to §27 a UStG | DE 124652081 |
Chief Executive Officer | Dirk Schaufelberger |
Management Board | Jörg Busatta, Peter Orth |
Phone | 0231 183-0 |
Fax | 0231 183-77183 |
info@sparkasse-dortmund.de | |
Competent regulatory authorities: | Europäische Zentralbank Bundesanstalt für Finanzdienstleistungsaufsicht |
Arbitration body: | In the event of disputes with Sparkasse, you have the option of contacting the arbitration body of the Deutscher Sparkassen- und Giroverband (German Association of Savings Banks, DSGV). Your concern is to be sent in written form to the following address: Deutscher Sparkassen- und The details shall be set out by the rules of procedure of the DSVG arbitration body, which shall be provided on request. Sparkasse Dortmund is a member of the Dispute Resolution Scheme of this approved Consumer Dispute Resolution Scheme. |
European Online Dispute Resolution Platform: | The European Commission has set up an online dispute resolution platform. The Online Dispute Resolution Platform can be used by consumers for out-of-court resolution of disputes arising from purchase or service contracts concluded online. |
Information on insurance brokerage: | Information on the register of insurance brokers: Competent regulatory authority Competent professional chamber: Insurance representatives licensed as per Section 34d Section 1(or) 4 of the Industrial Code (Gewerbeordnung); Federal Republic of Germany Professional regulations:
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Certificate with regard to correspondent accounts
The Sparkasse Dortmund (Savings Bank of Dortmund) is a gilt-edged public- law institution with legal capacity serving common interest and without branches or subsidiaries abroad. We are subject to the laws and regulations against money laundering and terrorism financing in Germany. We hereby confirm that our bank has the means at its disposal to prevent money-laundering channels or chains for profits arising from acts of terrorism, organised crime or other activities.
A.
This certificate refers to all accounts that are set up for the Sparkasse Dortmund at covered financial institutions.
B. Physical presence/status as regulated company:
The Sparkasse Dortmund maintains a physical presence in Germany. This means:
The Sparkasse Dortmund has an official company location at the following address: Freistuhl 2, 44137 Dortmund. The Sparkasse Dortmund employs one or more employees here on a full-time basis and administrates business documents in connection with its banking activities.
The aforementioned address is in Germany where the Sparkasse Dortmund is authorised to transact banking activities.
The Sparkasse Dortmund is subject to monitoring by the Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority), Graurheindorfer Str. 108, 53117 Bonn, the banking supervisory authority that granted the Sparkasse Dortmund the approval to execute banking activities.
C. Indirect use of the correspondent accounts:
A correspondent account handled by a covered financial institution must not be used for the indirect transaction of banking services for certain foreign banks. The Sparkasse Dortmund hereby confirms that it does not use any correspondent accounts at a covered financial institution in order to provide banking services for foreign banks that do not maintain a physical presence in any country and that are not licenced subsidiaries of this bank.
D. Ownership information:
The Sparkasse Dortmund has a legally and economically responsible body. The legally and economically responsible body supports the Sparkasse in the fulfilment of its duties and responsibilities with the proviso that there is no claim on the part of the Sparkasse against the legally and economically responsible body or any other obligation of the legally and economically responsible body to provide the Sparkasse with resources.
The representation of the legally and economically responsible body elects the presiding member of the administrative board of the Sparkasse and the other members of the administrative board.
Further duties and responsibilities of the legally and economically responsible body are regulated in the Sparkassengesetz NW (Savings Bank Act North Rhine-Westphalia).
In connection with this certificate a legally and economically responsible body is a person who, in some manner, controls the election of the majority of the directors (or persons holding similar functions) of the Sparkasse Dortmund. In connection with this certificate (i) a person means an individual person, a bank, a corporate entity, a partnership, a limited liability company or any other legal entity.
Legally and economically responsible body:
Name: Stadt Dortmund (City of Dortmund)
Address: Südwall 2-4, 44137 Dortmund
E. General
The Sparkasse Dortmund hereby undertakes to provide written information to every covered financial institution with which it maintains correspondent accounts regarding alterations of any kind in the facts or circumstances stated in this certificate. Notification must be made within 30 days as from the alteration.
The Sparkasse Dortmund presupposes that every covered financial institution with which it maintains a correspondent account delivers a copy of this certificate to the Secretary of the Treasury and also to the Attorney General of the United States. Moreover, the Sparkasse Dortmund presupposes that the statements contained in this certificate can be communicated to one or to several governmental departments or to one or more authorities of the United States of America in order to comply with these government functions.
We, Sparkasse Dortmund, hereby confirm that we have read and understand this certificate, that the statements made in this certificate are complete and correct and that we are authorised to issue this certificate in the name of the Sparkasse Dortmund.
Sparkasse Dortmund
Freistuhl 2
44137 Dortmund
Germany
Dortmund, 01 August 2019